UNITED STATES

SECURITIES AND EXCHANGE COMMISSION

Washington, D.C. 20549

 

FORM 8-A

 

FOR REGISTRATION OF CERTAIN CLASSES OF SECURITIES

PURSUANT TO SECTION 12(b) OR (g) OF THE

SECURITIES EXCHANGE ACT OF 1934

 

Control4 Corporation

(Exact name of registrant as specified in its charter)

 


 

Delaware

 

42-1583209

(State of incorporation or organization)

 

(I.R.S. Employer
Identification No.)

 

 

 

11734 S. Election Road

Salt Lake City, Utah

 


84020

(Address of principal executive offices)

 

(Zip Code)

 

Securities to be registered pursuant to Section 12(b) of the Act:

 

Title of each class
to be so registered

 

Name of each exchange on which
each class is to be registered

Common Stock, par value $0.0001 per share

 

The NASDAQ Stock Market LLC

 

If this form relates to the registration of a class of securities pursuant to Section 12(b) of the Exchange Act and is effective pursuant to General Instruction A.(c), please check the following box. x

 

If this form relates to the registration of a class of securities pursuant to Section 12(g) of the Exchange Act and is effective pursuant to General Instruction A.(d), please check the following box. o

 

Securities Act registration statement file number to which this form relates:   333-189736

 

Securities to be registered pursuant to Section 12(g) of the Act:   None

 

 

 



 

INFORMATION REQUIRED IN REGISTRATION STATEMENT

 

Item 1.                    Description of Registrant’s Securities to be Registered.

 

Control4 Corporation (the “Registrant”) registers hereunder its common stock, par value $0.0001 per share (the “Common Stock”).  A description of the Registrant’s Common Stock and a description of the anti-takeover effects of the Registrant’s Amended and Restated Certificate of Incorporation and Bylaws are incorporated by reference herein from the information set forth under the heading “Description of Capital Stock” in the Registrant’s Registration Statement on Form S-1, as amended (File No. 333-189736) (the “Registration Statement”), confidentially submitted to the Securities and Exchange Commission (the “Commission”) on February 1, 2013 and publicly filed with the Commission on July 1, 2013, under the Securities Act of 1933, as amended (the “Securities Act”). The description of the Common Stock included in any form of prospectus subsequently filed by the Registrant with the Commission pursuant to Rule 424(b) under the Securities Act shall be deemed to be incorporated by reference herein.

 

Item 2.                                                           Exhibits.

 

In accordance with the “Instructions as to Exhibits” with respect to Form 8-A, no exhibits are required to be filed because no other securities of the Registrant are registered on The NASDAQ Stock Market LLC and the securities registered hereby are not being registered pursuant to Section 12(g) of the Securities Exchange Act of 1934, as amended.

 

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SIGNATURES

 

Pursuant to the requirements of Section 12 of the Securities Exchange Act of 1934, the registrant has duly caused this registration statement to be signed on its behalf by the undersigned, thereto duly authorized.

 

 

CONTROL4 CORPORATION

 

 

 

 

Date: July 22, 2013

By:

/s/ Martin Plaehn

 

 

Martin Plaehn

 

 

President and Chief Executive Officer

 

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